Founded as Ajia Partners Inc. in 2000, AP Capital Holdings Inc. (“AP Capital”) is a Hong Kong based independent alternative investment firm with fund offerings that include public equity funds and private equity funds. Through its subsidiaries and affiliate: AP Asset Management (HK) Limited,...

Founded as Ajia Partners Inc. in 2000, AP Capital Holdings Inc. (“AP Capital”) is a Hong Kong based independent alternative investment firm with fund offerings that include public equity funds and private equity funds. Through its subsidiaries and affiliate: AP Asset Management (HK) Limited, APSSG (Hong Kong) Limited and Solar Plus Renewables Corporation, we serve and advise a client base that includes some of the largest and most prestigious global financial institutional investors, private banks and family offices from across East Asia, Europe, the Middle East, and the Americas.

Responsible Officer

Job level Senior
Work exp 5 Years To 8 Years
Education Bachelor Degree
Skill SFC Type 1 and 9
Language Chinese - Cantonese, Chinese - Mandarin, English
Location
Wanchai
Employment type Full Time
Benefits 5-day week, Dental plan, Medical plan
Industry Financial Services
Job function Others > Others
Published On 05/12/2018
ref. RO 051218
  • Act as Responsible Officer to supervise SFC Type 1 and 9 regulated activities
  • Communications with SFC and other regulators
  • Supervise and manage daily operations in dealing, compliance, account opening with SFC regulations
  • Assist in writing, reviewing and maintaining proper documentation of all operations, policies and procedures, including comply with all applicable laws, rules and regulations and standard of good market practices
  • Communicate with external broker to settle issue according to situation
  • Communicate with external broker to settle issue according to situation

Requirements:

 

  • Equity portfolio management/operation/compliance experience in Asset Management firm
  • Bachelor degree or above in finance, economics or related disciplines;
  • Current license holder of Responsible Officer under the SFC for Type 1 and 9 regulated activities preferred
  • Sound knowledge of SFC, regulations and guidelines of relevant regulatory authorities and risk management control;
  • Good communication skill including written and spoken in English and Putonghua

 

We offer attractive salary and competitive benefits including 5-day work and medical & dental scheme. Interested parties please send full resume with expected salary to Human Resources Department via email: . A brief overview of our companies can be found at http://www.ap-asia.com

All information received will be kept in the strictest confidence and will be used only for employment-related purposes.

We offer attractive salary and competitive benefits including 5-day work and medical scheme. Interested parties please send full resume with expected salary to Human Resources Department by clicking . A brief overview of our companies can be found at http://www.ap-asia.com

All information received will be kept in the strictest confidence and will be used only for employment-related purposes.