Global Group International Holdings Ltd. (“The Global Group”) is an evolving venture capital company investing in diverse businesses worldwide since its creation in 1997. The Global Group is now active in private equity, venture capital, business angel investments, financial and corporate services...

Global Group International Holdings Ltd. (“The Global Group”) is an evolving venture capital company investing in diverse businesses worldwide since its creation in 1997. The Global Group is now active in private equity, venture capital, business angel investments, financial and corporate services in sectors including banking, energy, media and entertainment, mining and property development.

To meet with the Group’s business expansion worldwide, we are looking for energetic professionals with firm commitment to excellence to join our family. We provide rewarding employment opportunities, training and guidance to successful candidates.

Responsible Officer

Job level Middle
Education Not applicable
Location
Central
Employment type Full Time
Benefits Dental plan, 5-day week, Medical plan
Industry Financial Services / Investment / Securities
Job function Banking / Finance > Others
Published On 25/05/2019

Responsibilities:

  • Liaise with professional parties and communicate with regulatory authorities including the SFC;
  • Act as Responsible Officer with management responsibilities and duties to supervise SFC regulated activities of the firm;
  • Formulate, review and updating operational procedures to ensure full compliance with the SFO;
  • Manage daily operations to ensure full regulatory compliance;
  • Comply with all applicable laws, rules and regulations and standard of good market practices;
  • Formulate investment policy, strategy and asset allocation plan.

 

Requirements:

  • Current holder of SFC unconditional Responsible Officer license for Type 1, Type 4 regulated activities;
  • Solid experience in dealing with SFC;
  • Sound knowledge of SFO, regulations and guidelines of relevant regulatory authorities and risk management control;
  • Solid understanding about middle and back office operations, risk controls and investment process of fund management companies;
  • Ability to work under pressure, with strong analytical, leadership, presentation and interpersonal skills;
  • Good command in written and spoken English and Chinese including fluency in Putonghua.