Responsible Officer 4 & 9, Business Development

Job level Senior
Work exp Minimum 10 Years
Education Bachelor Degree
Language Chinese - Cantonese, Chinese - Mandarin, English
Causeway Bay
Employment type Full Time
Industry Financial Services / Investment / Securities
Job function Banking / Finance > Legal / Compliance
Sales / Business Development / Customer Service > Business Development
Sales / Business Development / Customer Service > Sales Management
Published On 30/08/2019


  • Supervise Type 4 & 9 regulated activities and ensure the sales operations in compliance with all relevant regulatory requirements and internal policies
  • Coordinate effectively with various teams and business partners to mobilize resources and implement business decisions
  • Establish solid business network and create concrete business
  • Participate in marketing, client servicing activities and products development
  • Review and monitor business development and sales performance
  • Assist to establish and strengthen internal operation flows to enhance work efficiency



  • Degree in Finance, Economics, Business or other related disciplines
  • Holder of SFC Type 4 & 9 RO licenses
  • Experience on PE / SPC fund structure and sizable deals flow will prefer
  • Practical experience on REITS is an advantage
  • Minimum 10-year solid experience in financial industry
  • Proficiency in written and spoken English and Chinese (including Putonghua)
  • Immediate availability preferred


Interested parties please send your FULL RESUME with AVAILABILITY, CURRENT & EXPECTED SALARY to


All applications received will be used strictly for hiring purposes only.