VS Capital Limited is the group member of Victory Securities (Holdings) Company Limited (Stock Code: 08540.HK). According to the Securities and Futures Ordinance, VS Capital Limited is a licensed corporation to conduct Type 6 (Advising on corporate finance) regulated activities, which can provide comprehensive...

VS Capital Limited is the group member of Victory Securities (Holdings) Company Limited (Stock Code: 08540.HK). According to the Securities and Futures Ordinance, VS Capital Limited is a licensed corporation to conduct Type 6 (Advising on corporate finance) regulated activities, which can provide comprehensive professional advices and strategic corporate financing proposals to corporations; provide assistance in corporate restructuring, financial management and proposals on exploring the capital market, as well as provide advices to listed corporations on compliance with the Listing Rules.

The group has been cultivated in the Hong Kong and other international capital market for near 50 years, which laid a solid development foundation, established a comprehensive and stable customer’s network, and obtained increasingly thorough understanding on the capital market of the Asia-Pacific region, especially the Greater China region. It is now looking for highly motivated and experienced professionals to join the team and take part in the growth of our business.

Responsible Officer – Advising on Corporate Finance (Type 6 Regulated Activity)

Job level Top
Work exp Minimum 5 Years
Education Bachelor Degree
Location
Sheung Wan
Employment type Full Time
Benefits 13-month pay, Education subsidies, 5-day week, Medical plan, Performance bonus
Industry Financial Services / Investment / Securities
Job function Banking / Finance > Investment & Securities
Banking / Finance > Corporate Finance
Banking / Finance > Others
Published On 07/11/2019

Key Responsibilities

  • Review and supervise SFC Type 6 regulated activity
  • Lead the team members to run or execute projects and relevant activities
  • Perform due diligence, investment evaluation and financial modeling
  • Provide advice and support to top management on daily operations and strategic planning
  • Work closely with other professional parties in relation to projects
  • Ensure the compliance of all applicable laws, rules and regulations, including the proper documentation of all operations, policies and procedures
  • Ensure full regulatory compliance by formulating, reviewing and update the operation manual and liaise with SFC or HKEx when necessary
  • Implement regulatory guidelines and codes
  • Ad-hoc jobs assigned by top management

 

Requirements 

  • SFC registered RO for Type 6 regulated activities (corporate finance advisory only) is a must
  • Degree or above in business related disciplines
  • At least 5 years’ solid experience in corporate finance advisory services working experience
  • Vast knowledge of SFO, SFC Code of Conduct and rules
  • Strong analytical, leadership, interpersonal and presentation skills
  • Self-motivated and detail oriented skills and able to work independently
  • Proficiency in both spoken and written English, Cantonese and Mandarin
  • Can work independently