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Shining International Holdings Limited (SFC Licensed CE AYB898) is well-established to provide comprehensive and quality corporate finance, wealth management, asset management, and a full spectrum of financial products and services to institutional clients and individual investors domestically.  We are a subsidiary of a Hong Kong listed company. To support the strategic growth of the business, we have exciting opportunities for talented, motivated and high calibre individuals to join us as one of our professional associates.

Shining International Holdings Limited (SFC Licensed CE AYB898) is well-established to provide comprehensive and quality corporate finance, wealth management, asset management, and a full spectrum of financial products and services to institutional clients and individual investors domestically. We are...

Shining International Holdings Limited (SFC Licensed CE AYB898) is well-established to provide comprehensive and quality corporate finance, wealth management, asset management, and a full spectrum of financial products and services to institutional clients and individual investors domestically.  We are a subsidiary of a Hong Kong listed company. To support the strategic growth of the business, we have exciting opportunities for talented, motivated and high calibre individuals to join us as one of our professional associates.

Responsible Officer (SFC Type 1)

Job level Senior
Work exp Minimum 5 Years
Education Bachelor Degree
Language Chinese - Cantonese
Location
Sheung Wan Hong Kong Island, Hong Kong
Employment type Permanent
Benefits 5-day week, Discretionary bonus, General holidays
Industry Financial Services
Job function Banking / Finance > Fund Management / Hedge Fund
Published On 11/04/2018 2018-04-11

Job Responsibilities:

  • Formulate, review and update the operations procedures to enhance business productivity and effectiveness;
  • Responsible for supervising and monitoring the daily operations, including SFC regulated activities, to ensure all activities comply with HKSFC and statutory regulations;
  • Supervise in marketing activities and client servicing;
  • Provide comprehensive and professional support to our clients;
  • Handle all kinds of enquiries and complaints, account opening procedures;
  • Execute Hong Kong securities trading orders with accuracy and efficiency;
  • Maintain good relationship with clients

 

Job Requirements:

  • Tertiary educated;
  • At least 5 years of experience in dealing or customer services;
  • Holder of SFC Responsible Officer license for Type 1 (Dealing in Securities) is definitely advantageous
  • Priority is given to candidates who have compliance experience;
  • High level of customer service orientation;
  • Sociable with good communication and interpersonal skills;
  • Multi-tasking and problem-solving skills;
  • Mature, patient, cheerful and detail-minded;
  • Fluent in Cantonese and Putonghua is a must; proficiency in English is preferred

 

Interested candidates, please kindly send your detailed resume including: a) Current and expected salary; b)  Availability; c) Reason for leaving current and past employments by email andy.lau@shiningint.com.

 

Personal data collected will be used for employment-related purpose only. We regret to inform that only shortlisted candidates will be notified, thank you.