RESPONSIBLE OFFICER (SFC Type 9) – China state-owned/HK listed real estate investment trust/fund/asset management

Job level Top
Education Bachelor Degree
Employment type Permanent
Benefits 5-day week, Competitive pay
Industry Financial Services / Investment / Securities
Job function Banking / Finance > Asset Management
Banking / Finance > Legal / Compliance
Banking / Finance > Risk Management
Published On 12/01/2019
  • China state-owned enterprise
  • Hong Kong listed investment holdings company principally engaged in property development & investment
  • The Company is engaged in the development and investment of residential, commercial, serviced apartments and hospitality properties in Hong Kong
  • We are looking for RESPONSIBLE OFFICER (SFC TYPE 9 asset management) to work in our newly established real estate investment trust – with details as follows :
  • Act as a Responsible Officer (RO) to supervise SFC Type 9 regulated activities;
  • Formulate, review and update the Company’s policies, guidelines and procedures in compliance with SFC and other regulators
  • Provide advice and support to top management on strategic activities and daily operations in compliance with all relevant regulatory requirements and applicable laws
  • Establish proper documentation of all regulated activities
  • Handle compliance cases and complaints
  • Communicating with regulatory bodies
  • Manage daily operations to ensure full regulatory compliance.
  • Bachelor Degree or above preferable in Finance, Economics, Business or related disciplines;
  • Holder of Type 9 Responsible Officer license
  • Minimum 3 years or above relevant experience preferably in reputable & established financial institutions or equivalent;
  • Solid experience in asset management is highly prefer
  • Sound knowledge of SFO regulations and guidelines of relevant regulatory authorities and strong in handling compliance matters for asset management industry;
  • Good command of both written & spoken English and Putonghua
  • Experience or interest in real estate investment trust is definitely an advantage
  • Experience in China background companies is a plus
  • 5 days work
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