中投證券(香港)金融控股有限公司 We are a wholly owned subsidiary company of China Investment Securities Co., Ltd. (中國中投證券有限責任公司) and is ultimately wholly owned by China Investment Corporation. To cope with our business expansion in securities trading, corporate...

中投證券(香港)金融控股有限公司

We are a wholly owned subsidiary company of China Investment Securities Co., Ltd. (中國中投證券有限責任公司) and is ultimately wholly owned by China Investment Corporation. To cope with our business expansion in securities trading, corporate finance and asset management businesses under SFC in Hong Kong, we invite high caliber individuals to join us for the following position:



Responsible Officer - Type 1

Job level Senior
Work exp Minimum 4 Years
Education Bachelor Degree
Location
Tsimshatsui
Employment type Permanent
Benefits Dental plan, 13-month pay, 5-day week, Shuttle bus, Medical plan, Performance bonus
Industry Financial Services
Job function Banking / Finance > Investment & Securities
Banking / Finance > Others
Published On 17/05/2018

Responsibilities:

  • Supervise and manage daily securities brokerage operation for local markets, including the account opening process, account maintenance and customer services;
  • Provide advice and support to top management on strategic activities and daily operations in compliance with all relevant regulatory requirements and applicable laws as well as credit and risk control management;
  • Supervise the Securities business and manage the sales performance;
  • Update market news, ad-hoc products and ideas.

Requirements:

  • Degree holder in Finance, Business Management or equivalent is preferred;
  • At least 4 years of relevant experience in capacity of supervising regulated activities.
  • Relevant experience in holding SFC license Type 1
  • Strong interpersonal skill and familiar with local and PRC finance market
  • Good team player with excellent communication and interpersonal skills.
  • Obtain good presentation and strong problem solving skills
  • Good command of written and spoken Chinese and English, including Putonghua

 

 

(The personal data provided will be used for consideration of recruitment only. All personal data of unsuccessful candidates will be destroyed within six months.)