Responsible Officer (Type 1, 4 & 9)

Job level Middle
Work exp Minimum 3 Years
Education Bachelor Degree
Location Hong Kong
Employment type
Industry Financial Services
Job function Banking / Finance > Fund Management / Hedge Fund
Banking / Finance > Legal / Compliance
Banking / Finance > Risk Management
Published On 06/09/2017
ref. A-51426KC5

Our client is currently seeking a high calibre candidate for the following position:


Responsible Officer

(Type 1, 4 & 9)



  • Act as Responsible Officer to supervise regulated activities
  • Review the fund operation procedures to ensure full regulatory compliance
  • Establish internal operation procedures and improve work efficiency
  • Prepare documentation for policies and procedures including risk control



  • Degree holder in Finance or other related disciplines
  • Current as Responsible Officer (Type 1, 4 & 9)
  • Strong compliance background
  • Good knowledge with SFC rules and regulations
  • Proficiency in Mandarin and good command of Chinese and English


Competitive salary package and fringe benefits are offered to the right candidate


Interested parties, please send your resume to and or click the button “Apply now” with quoting reference no. A-51426KC5 and expected salary or contact us at (852) 2521-1166 for details.


For more information, please visit our website at


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