Founded in 2000, Apex Oriental HR Consultants Limited is sourcing right candidates for our premier clients for positions in various levels. For more information, please call us at 2333-1230 or email to cv(at)apexhr.hk.

Founded in 2000, Apex Oriental HR Consultants Limited is sourcing right candidates for our premier clients for positions in various levels.

For more information, please call us at 2333-1230 or email to cv(at)apexhr.hk.

Responsible Officer (Type 1, 4, 9)

Job level Senior
Work exp 5 Years To 15 Years or above
Education Bachelor Degree
Language Chinese - Cantonese, Chinese - Mandarin, English
Location
Central
Employment type Full Time
Industry Financial Services
Job function Banking / Finance > Asset Management
Banking / Finance > Fund Management / Hedge Fund
Banking / Finance > Legal / Compliance
Published On 28/12/2018

 

Responsibilities:

  • Responsible for the monitoring of the daily business operations to ensure full regulatory compliance
  • Assist in formulating investment strategy and oversee asset investment or transaction of the company or clients
  • Oversee the compliance functions of the Company and take necessary actions to ensure all business activities comply with SFC rules and company guideline

 

Requirements

  • Qualified SFC Responsible Officer license Type 1, 4 & 9
  • Degree in related discipline
  • At least 5 years relevant experience in Securities or Asset Management firm
  • Extensive network of debt or equity fund raising
  • Solid experience in PRC market
  • Strong communication and analytical skills
  • Good command of written & spoken Chinese and English, including Mandarin

 

Attractive remuneration package will be offered to right candidate. If you are interested in this challenging role, please submit your CV with current & expected salary and availability (in Word format) by clicking , or sending to cv(at)apexhr.hk or by post to Unit 2, 20/F, Malaysia Building, 50 Gloucester Road, Wanchai, Hong Kong.

Personal data collected are used for recruitment purpose only. Only shortlisted candidates will be notified.