Recruit Magnet Limited is a recruitment services company based in Hong Kong. We provide the best-in-class talent acquisition focusing on the Banking and Finance sector.

Recruit Magnet Limited is a recruitment services company based in Hong Kong. We provide the best-in-class talent acquisition focusing on the Banking and Finance sector.

Responsible Officer Type 1&4&9 or 1&4, Securities

Job level Middle
Work exp Minimum 3 Years
Language Chinese - Cantonese, Chinese - Mandarin, English
Location
Central
Employment type Permanent
Benefits 5-day week, Dental plan, Medical plan
Industry Financial Services
Job function Banking / Finance > Dealing / Trading
Banking / Finance > Derivatives / Equities
Published On 22/10/2018

Responsibilities:

  • Act as Responsible Officer to supervise either SFC Type 1, 4 and/or 9 regulated activities  
  • Supervise and manage daily operations
  • Assist in writing, reviewing and maintaining proper documentation of all operations, policies and procedures
  • Comply with all applicable laws, rules and regulations and standard of good market practices
  • Provide assistance in communications with SFC and other regulators
  • Perform other duties as assigned



Requirements:

  • Must be a current SFC Type 1&4&9 or 1&4 responsible officer license holder
  • At least 3 years experience as a RO
  • Representitive who are eligible to be RO will also be considered
  • Good knowledge of regulations, and guidelines of relevant regulatory authorities and risk management control
  • Good command of written and spoken English and Chinese
  • Good communication in Putonghua is a MUST
  • Candidate with less experiences will also be considered

 

 

 

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