We are a subsidiary of a PRC-listed industrial company. Our wholly-owned subsidiary has been a SFC Type 1 licensee since 2004. It is small, but well-capitalized and looking to grow in the bond underwriting business.

We are a subsidiary of a PRC-listed industrial company. Our wholly-owned subsidiary has been a SFC Type 1 licensee since 2004.  It is small, but well-capitalized and looking to grow in the bond underwriting business.

Responsible Officer - Type 1 with Debt Capital Markets Experience

Job level Top
Work exp 6 Years To 15 Years or above
Education Bachelor Degree
Professional Qualification Type 1 RO
Skill DCM, Debt Capital Markets, Bond, Bond Underwriting
Language Chinese - Cantonese, Chinese - Mandarin, English
Location Hong Kong
Employment type Full Time
Industry Financial Services
Job function Banking / Finance > Capital Markets
Banking / Finance > Corporate Finance
Banking / Finance > Debt / Fixed Income
Published On 21/09/2016
Salary (HKD) $50,000 - $167,000
ref. ROT1

Duties:  You will build and lead a team of financial professionals to execute on a flow of bond underwriting deals generated by our origination team.  As a RO, you will also share responsibility over our small brokerage operation.  This position is based in Hong Kong with occassional travel to the Mainland.

Qualifications:  You should possess at least 6 years experience in a Type 1 licensee, of which at least 3 years must be in a management role.  You should already be a Type 1 RO or qualified to become one.  You have in-depth knowledge of the entire process of bond underwriting for PRC-based issuers and have a demonstrated track record of solid execution.  Strong knowledge of the regulatory framework for bond issuance in both the Mainland and Hong Kong is a must.   Ability to originate deals is not a requirement.  Type 4, 6, 9 RO status would be a definite asset but is not a must.

Salary: Annual compensation from HK$600,000 to $2,000,000, commensurate with experience.  A seasoned pro and rainmaker, also with Type 4, 6 or 9 RO status, will command the top end of the salary range and may be offered a more senior role within our organization.

Reply in confidence to the Compensation Committee of the Board of Directors at stephensdu@yahoo.com.