Recruit Magnet Limited is a recruitment services company based in Hong Kong. We provide the best-in-class talent acquisition focusing on the Banking and Finance sector.

Recruit Magnet Limited is a recruitment services company based in Hong Kong. We provide the best-in-class talent acquisition focusing on the Banking and Finance sector.

Responsible Officer Type 2&5&9 or 5&9

Job level Middle
Work exp Minimum 3 Years
Language Chinese - Cantonese, Chinese - Mandarin, English
Location
Central
Employment type Permanent
Benefits 5-day week, Dental plan, Medical plan
Industry Financial Services
Job function Banking / Finance > Dealing / Trading
Banking / Finance > Fund Management / Hedge Fund
Published On 22/10/2018

Responsibilities:

  • Act as responsible officer to supervise SFC type 2/5/9 regulated activities
  • Formulate, review and update the operational procedures to comply with HKSFC rules, regulations and regulatory compliance
  • Writing and maintaining proper documentation of back office operations, policies and procedures, including operational and risk control procedures
  • Sound knowledge of fund operation, experience in managing private funds, PE, equities funds or portfolio management
  • Responsible for providing advice and recommendations on business development and strategies

 

Requirements:

  • Must be a current SFC Type 2&5&9 or 5&9 responsible officer license holder
  • At least 3 years experience as a RO
  • Good knowledge of regulations, and guidelines of relevant regulatory authorities and risk management control
  • Good command of written and spoken English and Chinese
  • Good communication in Putonghua is a MUST
  • Candidate with less experiences will also be considered

 

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