Responsible Officer Type 4,5 & 9

Job level Middle
Work exp Minimum 4 Years
Education Bachelor Degree
Language English
Location Hong Kong
Employment type Full Time
Industry Others
Job function Banking / Finance > Asset Management
Banking / Finance > Others
Published On 03/11/2016
ref. 036188

• Degree holder in Business Administration, Economics, Finance or related discipline
• A minimum of 4-year management experience in asset management firm
• Currently licensed with SFC as Responsible Officer of type 4,5,9 regulated activities
• Good command of written and spoken English and Chinese


• Reporting to the President of the business
• Assisting the President to build and manage a medium-sized asset management firm
• Managing the Private Equity investment funds and Secondary Market funds
• Participating in marketing, fund raising and product development
• Assisting in formulating investment policy, strategy & asset allocation
• Manage & oversee the group’s type 4, 5, 9 regulated activities and ensure those are in compliance with the regulatory framework

Jo Cheung - 2627 5211