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In recapitulation, we are a premium recruitment consultancy – specialising in mid-office and back-office recruitment

Our sister company, McLaren Consultancy, is one of the most competent sales and marketing recruitment specialist in Hong Kong. Hence we understand the needs of the individual seeking a career move, as well as companies looking for the right candidate – the ideal match. We help both realize their this through a pragmatic & highly personalised approach to recruitment. At Robinson, we pride ourselves on providing services of the highest caliber.

In recapitulation, we are a premium recruitment consultancy – specialising in mid-office and back-office recruitment Our sister company, McLaren Consultancy, is one of the most competent sales and marketing recruitment specialist in Hong Kong. Hence we understand the needs of the individual seeking...

In recapitulation, we are a premium recruitment consultancy – specialising in mid-office and back-office recruitment

Our sister company, McLaren Consultancy, is one of the most competent sales and marketing recruitment specialist in Hong Kong. Hence we understand the needs of the individual seeking a career move, as well as companies looking for the right candidate – the ideal match. We help both realize their this through a pragmatic & highly personalised approach to recruitment. At Robinson, we pride ourselves on providing services of the highest caliber.

Responsible Officer (Type 4 & 9)

Job level Top
Work exp Minimum 3 Years
Education Bachelor Degree
Language Chinese - Cantonese, Chinese - Mandarin, English
Location
Within Hong Kong Hong Kong
Employment type Permanent
Benefits 5-day week, Dental plan, Discretionary bonus, Insurance plan, Medical plan
Industry Financial Services
Job function Banking / Finance > Fund Management / Hedge Fund
Banking / Finance > Investment & Securities
Published On 28/01/2018 2018-01-28
  • Security brokerage and trading services
  • Strong brand power
  • Attractive salary package with extra bonus provided

 

About Our Client:

Our client offers security brokerage and trading services. It also provides investment advisory, margin trading and short selling, securities investment fund distribution, intermediary services for futures companies, financial products distribution, and securities. They provide excellent training and career development potential. They are now looking for a Responsible Officer to join their team.


Job Description: 

As a Responsible Officer, you will be 
supervising Type 9 regulated activities as defined under Securities & Futures Ordinance. You will carry out analysis on macroeconomics and bond markets and write reports of fixed income products. You will propose fixed income investment ideas based on credit risk, interest risk and liquidity requirement. You will establish fund investment plan and implementation plan, including all kinds of risk management. You will carry out analysis on the portfolio’s risk exposure and cooperate with the company sales to meet clients according to the company’s marketing plan.

 

Requirements:

  • Degree holder from finance, business or related discipline
  • Current SFC (Type 4 & 9) R.O. License holder with minimum 2 - 3 years of supervisory experience in brokerage firm is highly preferred 
  • Good knowledge of SFC ordinance, regulations and guidelines of relevant regulatory bodies, e.g. SFC and HKEx

 

Remuneration:

This is a valuable chance to allow you to become a Responsible Officer (Type 4 & 9) in a well-known security brokerage brand. Our client offers an attractive package and numerous supports.  

Interested parties could also send your full resume to CV@robinsonconsultant.com.hk. Successful applicants will be contacted within 2 working days.