Saved
More jobs from this company >

100% Client Focused, Proven Trust & Integrity

SearchAsia is a prominent human capital consulting firm with a strong Asia Pacific presence.

Our commitment to our clients is to go beyond recruitment and into business partnership; we take pride in representing our clients and are proactive in participating in your growth. By providing thought leadership and guidance, we assist our business partners to navigate and manage the lucrative, but highly complex and uncertain, markets of Asia Pacific.

To our candidates, we believe in forging long-term relationships with you beyond providing career opportunities. Our consultants strive to have a complete understanding of every candidate's needs, career objectives and motivations, and continue to help you build and manage your careers.

All information would be treated with strictest confidence. We regret that only short-listed applicants would be notified

More job opportunities are available at our website: www.searchasia.com.hk

100% Client Focused, Proven Trust & Integrity SearchAsia is a prominent human capital consulting firm with a strong Asia Pacific presence. Our commitment to our clients is to go beyond recruitment and into business partnership; we take pride in representing our clients and are proactive in participating...

100% Client Focused, Proven Trust & Integrity

SearchAsia is a prominent human capital consulting firm with a strong Asia Pacific presence.

Our commitment to our clients is to go beyond recruitment and into business partnership; we take pride in representing our clients and are proactive in participating in your growth. By providing thought leadership and guidance, we assist our business partners to navigate and manage the lucrative, but highly complex and uncertain, markets of Asia Pacific.

To our candidates, we believe in forging long-term relationships with you beyond providing career opportunities. Our consultants strive to have a complete understanding of every candidate's needs, career objectives and motivations, and continue to help you build and manage your careers.

All information would be treated with strictest confidence. We regret that only short-listed applicants would be notified

More job opportunities are available at our website: www.searchasia.com.hk

Responsible Officer Type 4 & 9 (Urgent)

Job level Senior
Work exp Minimum 3 Years
Education Not applicable
Location
Not Specified Unspecified
Employment type Full Time
Benefits 5-day week
Industry Banking
Job function Banking / Finance > Fund Management / Hedge Fund
Published On 20/01/2018 2018-01-20

Job Responsibilities:

  • Act as Responsible Officer with management responsibilities and duties to supervise SFC regulated activities of the company.
  • Overall supervision of fund operation to ensure the compliance with the Company policies, statutory rules and regulations.
  • Coordinate effectively with various teams and business partners to effectively mobilize resources and implement business / investment decisions for ultimate goals.

 

Job Requirements:

  • Current holder of SFC unconditional Responsible Officer license for Type 4 and Type 9 regulated activities.
  • Minimum 3 years of solid experience in asset management relating to portfolio management and fund operation management in any one of the areas: research, trading, private equity, special situations and dealing with alternative investments.
  • Sound knowledge of SFO regulations and guidelines of relevant regulatory authorities, updated products in the fund market, strong compliance sense.
  • Solid understanding about middle and back office operations, risk controls and investment process of fund management companies.
  • Good ethic and strong in handling compliance matters for asset management or fund house.
  • Team player, cheerful personality to get along; has a strong sense of responsibility, honesty and trustworthiness, has an excellent work ethic and integrity.
  • Proficiency in written and spoken English and Chinese (including Mandarin).