Responsible Officer Type 9 Asset Management

Job level Middle
Work exp Minimum 3 Years
Education Diploma / Certificate
Language Chinese - Cantonese
Within Hong Kong
Employment type Full Time
Industry Financial Services / Investment / Securities
Job function Banking / Finance > Asset Management
Banking / Finance > Private Equity / Venture Capital
Banking / Finance > Risk Management
Published On 25/06/2019


  • Oversee daily operation including dealing, settlement, assessment, risk management, execution and customer service
  • Comply with regulatory rules and requirements and fulfill all compliance responsibilities as required
  • Review and update internal control, operational policies and procedures
  • Good knowledge of company development and ensure all the activities have to comply with the rules and regulation
  • Communicate with various departments and regulatory institutions, including SFC, HKEX 


  • Diploma/Degree holder in Finance, Accounting, Economics / Business Administration or other relevant disciplines
  • 3 years or above relevant working experience and familiar with investment market
  • Excellent interpersonal, communications and problem solving skills
  • Good command of written and spoken Cantonese
  • Immediate available is highly preferred

***Interest parties please send your full resume with expected salary and availability date by clicking Apply Now