Together, we can achieve moreThe Bank of East Asia, Limited ("BEA") is Hong Kong’s largest independent local bank with 70 branches, 54 SupremeGold Centres, and 11 i-Financial Centres throughout the city.With a team of over 3,700 professionals in Hong Kong and more than 9,900 worldwide, BEA embraces...

Together, we can achieve more

The Bank of East Asia, Limited ("BEA") is Hong Kong’s largest independent local bank with 70 branches, 54 SupremeGold Centres, and 11 i-Financial Centres throughout the city.

With a team of over 3,700 professionals in Hong Kong and more than 9,900 worldwide, BEA embraces a spirit of teamwork in every challenge. We invite you to become part of our team and to join us on our journey towards a bright and exciting future.

Retail Risk and Compliance Manager

Job level Middle
Work exp Minimum 5 Years
Education Bachelor Degree
Location
Within Hong Kong
Employment type Full Time
Benefits 13-month pay, 5-day week, Dental plan, Insurance plan, Maternity leave, Meal allowance, Medical plan, MPF, Paternity leave, Social & recreation facility
Industry Banking
Job function Banking / Finance > Others
Published On 12/07/2019
ref. Job ID: 2294

Retail Risk and Compliance Control Department

Retail Risk and Compliance Manager (Job ID: 2294)

Responsibilities:

  • To review and set up compliance assurance and risk control framework
  • To conduct reviews on non-compliance cases and recommend measures and controls to prevent recurrence
  • To ensure all procedures are in compliance with all policies, rules, guidelines, requirements prescribed by regulators as well as the Bank
  • To ensure proper control measures are in place to mitigate compliance risk, operational risk, fraud risk and other relevant risks associated with all channels
  • To handle all fraud related prevention, control and incident response in association with all channels
  • To comply with all applicable regulations, rules, codes, guidelines and standards set by regulators and the Bank, and carry out duties with high integrity

Requirements: 

  • University graduates with a minimum of 5 years' working experience in the banking industry cover the following:
    • At least 3 years in managerial role with exposure in compliance, internal control or audit;
    • Good knowledge of regulatory compliance and to retail banking and e-banking;
    • Excellent analytical skills;
    • A good team player with initiative and the ability to work independently;
    • Excellent interpersonal and communication skills;
    • PC literate with good knowledge of MS Office
  • Good command of both spoken and written English and Chinese

 

Please apply online via the BEA Careers website at  https://careers.hkbea.com/psp/hcmprd/EMPLOYEE/HRMS/c/HRS_HRAM.HRS_APP_SCHJOB.GBL?Page=HRS_APP_JBPST&Action=U&FOCUS=Applicant&SiteId=1&JobOpeningId=2294&PostingSeq=1 or by clicking the "Apply on company website" button. Kindly note that if you are a new user, you have to first create your User Profile before you can apply.

Personal data provided by job applicants will be used for recruitment purposes only and will be treated in accordance with the Bank's Personal Data Policy, which is available upon request. Applicants who are not invited for interviews within six weeks may consider their applications unsuccessful and the personal data collected will be destroyed after six months.