Risk Control - Senior Officer/ Assistant Manager

Job level Senior
Work exp 3 Years To 5 Years
Education Bachelor Degree
Employment type
Industry Financial Services
Job function Banking / Finance > Risk Management
Published On 19/07/2018


  • Implement compliance risk monitoring, identify, evaluate and report compliance risks ensuring the compliance and efficient operation of each business;
  • To monitor risk exposure brought about by client accounts and proprietary accounts;
  • Conduct risk exposure and regulatory risk measurement analysis and perform ad-hoc analysis to assist senior management to make risk decision;
  • To follow up margin calls and compile risk management reports ;
  • To process credit applications and to conduct UAT ;
  • Based on different investment business types, collect, collate, verify, analyze or verify on-site risk information and take charge of risk monitoring and measure tracking;
  • Participate ad-hoc projects as assigned.



  • University Degree(s) in Finance, Economics or related;
  • Minimum 3 years' credit control experience in brokerage firm;;
  • Self-motivated, strong analytical & communication skills, good analytical thinking;
  • Good command of written and spoken English & Chinese, Putonghua is a must ;
  • Immediate available is definitely an advantage.



  • We offers competitive remuneration package and promising career opportunities to the successful candidates.


Apply Method:

  • Interested parties, please send full resume (both in English and Chinese) with current and expected salary and the date of availability to our email address underneath. Information provided will be treated in strict confidence and only be used for recruitment purpose.
  • Welcome to learn more about China Investment Securities (HK) Financial Holdings Limited at http://www.china-invs.hk