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Adecco is a leading human resource solutions company in Hong Kong with general staffing and specialties division. Our comprehensive range of services includes temporary & contract staffing, permanent recruitment, outsourcing, executive search, leadership development, career management & outplacement services.

Adecco is a leading human resource solutions company in Hong Kong with general staffing and specialties division. Our comprehensive range of services includes temporary & contract staffing, permanent recruitment, outsourcing, executive search, leadership development, career management & outplacement...

Adecco is a leading human resource solutions company in Hong Kong with general staffing and specialties division. Our comprehensive range of services includes temporary & contract staffing, permanent recruitment, outsourcing, executive search, leadership development, career management & outplacement services.

Senior Compliance Analyst(Equities)-Contract

Job level Middle
Work exp No work experience
Location
Central Hong Kong Island, Hong Kong
Employment type Contract
Industry Banking
Job function Banking / Finance > Investment & Securities
Published On 24/01/2018 2018-01-24

Our client is a foreign investment bank in Hong Kong and they are currently looking for Senior Compliance Analyst.

Please find the details below:

Job Description:

  • Develop effective working relations with APAC Research management and other stakeholders
  • Manage APAC regulatory changes that have implications on the Research business
  • Assist in handling regulatory enquiries
  • Assist with development of Monitoring and Testing items for the APAC Research from local and global perspective
  • Manage research internal audits from Compliance's perspective.
  • Assist in creating and implementing additional processes to address regulatory changes and expectations.

Job Requirement:

  • Minimum 5 years of relevant Equities Compliance experience, in addition relevant working experience in HKMA and SFC is preferred
  • Experience in HKMA and SFC is preferred.
  • The candidate needs to demonstrate good knowledge and experience in dealing with various regulatory framework in various jurisdictions in APAC
  • Bachelors degree or equivalent experience
  • Immediately available candidates are preferred.

 

 

Interested parties, please CLICK HERE to apply online. Please note that only short listed candidates will be notified. All information gathered will be treated in strict confidence and solely used for recruitment purposes.