AMAC Human Resources Consultants Limited (Member of ANGELA MORTIMER GROUP) was established in 1981 and is one of the leading and largest personnel agencies in Hong Kong. We have been providing professional recruitment and personnel consultancy service for more than 30 years. Apart from our own offices...

AMAC Human Resources Consultants Limited (Member of ANGELA MORTIMER GROUP) was established in 1981 and is one of the leading and largest personnel agencies in Hong Kong. We have been providing professional recruitment and personnel consultancy service for more than 30 years. Apart from our own offices in Hong Kong and Shanghai, we also have reputable affiliates in Europe, USA, Canada, Australia, S.E. Asia, China, etc. This wide network enable us to recruit different types of qualified candidates in different districts and countries.

Our main service includes Executive Search, General Recruitment and Temporary or Contract Staff Recruitment for both commercial organizations (such as multinational corporations, regional offices, Hong Kong local or Mainland Chinese enterprises, small-medium companies) and Government Departments. We have special expertise in recruiting staff in:-

  • Accounting, Human Resources & Administration
  • Banking & Finance
  • Customer Services
  • Design
  • Engineering & IT
  • Hospitality & Resorts
  • Legal & Company Secretarial
  • Logistic & Shipping
  • Merchandising & Quality Control
  • Personal Assistant & Secretarial
  • Property & Construction
  • Sales & Marketing

At present, we have over 170,000 active job-seekers' files in our database and more than thousands of active job vacancies with attractive remuneration for your selection. Besides, we have our latest and attractive job vacancies uploaded everyday to our Website so that job-seekers can search and screen suitable jobs according to their requirements.

Senior Compliance Associate (Investment Banking Team)

Job level Middle
Work exp Minimum 3 Years
Education Bachelor Degree
Location
Within Hong Kong
Industry Financial Services / Investment / Securities
Job function Banking / Finance > Corporate Finance
Banking / Finance > Legal / Compliance
Banking / Finance > Risk Management
Published On 21/11/2019
ref. A-65386MN1

Our client is a PRC based financial group listed in HK Mainboard. Currently she is seeking a high caliber candidate to fulfill the following opening.

 

Senior Compliance Associate

(Investment Banking Team)

 

Responsibilities:

  • Perform compliance duties related to corporate finance and global markets
  • Conduct compliance review, conflict/independence checks, NDA and mandates vetting, placing transaction review and communication with back-office
  • Handle daily compliance issues, including new development in regulatory requirements and market tends in order to maintain proper awareness of potential risks
  • Provide training on updated compliance rules and regulations
  • Provide support in legal work and internal communications

 

Requirements:

  • University degree in Law, Accounting, Business or equivalent disciplines
  • 3 to 5 years of relevant working experience, with exposure to investment banking business or control room functions
  • Good knowledge in SFO and/or Listing Rules, regulatory requirements and current trend of industry/ IBD operations
  • Integrity, responsible, proactive and able to perform multi-tasks
  • Fluent command in both spoken and written English and Chinese, including Mandarin

 

Competitive salary package and fringe benefits are offered to the right candidate

 

Interested parties, please send your full resume by click the button “Apply Now” with quoting reference no. A-65386MN1 and expected salary or contact us at (852) 2521-1166 for details.

 

For more information, please visit our website at www.amacjob.com

 

Data collected will be used for recruitment purpose only.