富途證券國際(香港)有限公司 為香港證券及期貨事務監察委員會的註冊交易商,可從事證券交易、期貨合約交易。富途最近引入騰訊控股 (00700.HK)、經緯創投(Matrix Partners China)以及紅杉資本 (Sequoia Capital)為策略股東,希望在技術、人力資源和網絡方面投入更多的資源,憑藉我們強大的電腦技術開發水平,為亞太區個人及公司客戶提供最優質網上投資服務。因應我們的高速發展,希望有志從事於互聯網金融人士加入我們,成為優秀團隊的一分子。...
富途證券國際(香港)有限公司 為香港證券及期貨事務監察委員會的註冊交易商,可從事證券交易、期貨合約交易。富途最近引入騰訊控股 (00700.HK)、經緯創投(Matrix Partners China)以及紅杉資本 (Sequoia Capital)為策略股東,希望在技術、人力資源和網絡方面投入更多的資源,憑藉我們強大的電腦技術開發水平,為亞太區個人及公司客戶提供最優質網上投資服務。因應我們的高速發展,希望有志從事於互聯網金融人士加入我們,成為優秀團隊的一分子。 Futu Securities International (HONG KONG) Limited is a fast growing brokerage firm with strong IT technology background in Hong Kong and is committed to provide a real-time trading services for our clients in Hong Kong and within the Greater China Region. To contribute to our business growth, we are now looking for high-calibers to join us. Learn more about us at: https://hk.futu5.com/

Senior Compliance Manager

Job level Senior
Education Bachelor Degree
Location
Sheung Wan
Employment type Full Time
Benefits Dental plan, 5-day week, Medical plan, Performance bonus
Industry Financial Services
Job function Banking / Finance > Others
Legal / Professional Services > Legal & Compliance
Published On 03/12/2018

Responsibilities:

  • Provide advisory services to business units in the interpretation and implementation of compliance requirement
  • Review and update the in-house compliance policies and work procedures with reference to the statutory requirements of different regulatory authorities
  • Coordinate audit and regulatory examinations
  • Keep track of key regulatory changes and notify relevant business divisions
  • Comment various business divisions' drafting of policies and procedures
  • Conduct examination on the implementation of compliance requirement of various business divisions

 

Requirement Qualification:

  • Degree or above with major in Finance, Accounting, Law or related disciplines
  • At least 7+ years' relevant experiences, more than 10 years will be an advantage
  • Exposure in top tier financial institutions/law firms at managerial level is highly preferable
  • Good knowledge of the general banking operations and its legal and regulatory context
  • Self-initiated, analytical-minded and able to handle multi-tasks under tight schedule
  • Good communication and presentation skills with excellent command of Chinese and English (both spoken and written)
  • Proficient in computer applications (MS Word, Excel, PowerPoint, etc)

We offer attractive remuneration package, 5-day work with friendly working environment to the right candidate. Interested parties please send us full resume stating expected salary and available date by clicking “”.

 

(Data collected will be kept confidential and used for recruitment purposes only.)