A leading financial services group in Hong Kong who is active in providing banking, insurance, financial and other related services in Hong Kong, Macau and China is looking for a Senior Manager;AML operations to join their Compliance team.

A leading financial services group in Hong Kong who is active in providing banking, insurance, financial and other related services in Hong Kong, Macau and China is looking for a Senior Manager;AML operations to join their Compliance team. 

 

 

 

 

 

Senior Manager; AML operations

Job level Middle
Work exp Minimum 8 Years
Education Bachelor Degree
Language English
Location Hong Kong
Employment type Full Time
Benefits 5-day week
Industry Banking
Job function Legal / Professional Services > Legal & Compliance
Banking / Finance > Asset Management
Banking / Finance > Corporate Banking
Published On 19/10/2016

 

Job description:

 

  • Manage the day-to-day activities of AML Operations, conduct sanity checks and monitor service level
  • Ensure the quality and efficiency of STR reporting
  • Ensure sanctions compliance and provide timely advice to business and operations units in relation to sanction hits
  • Ensure thorough investigation and appropriate decisions are taken for any suspicious activities, sanction hits and transaction monitoring alerts
  • Identify any potential concerns and control issues, develop and implement appropriate corrective actions
  • Prepare monthly MIS in regard to the operational performance and movement in risk trends
  • Maintain / develop sanction and transaction monitoring procedures and manuals
  • Conduct periodic reviews of the Bank’s overall sanction screening and transaction monitoring systems  
  • Create and embed a continuous improvement culture within AML Operations by promoting the identification of opportunities to improve/re-engineer businesses processes
  • Support the Group Head of AML and Financial Crime Risk in performing his duty as AML Compliance Officer

 

Job requirements:

 

  • Degree holder in Law, Finance or related disciplines and possess legal or accountancy professional qualifications
  • At least 8 years' relevant experience in banking industry with exposure to anti-money laundering / compliance / audit or risk management with knowledge and practical experience in anti-money laundering compliance.
  • Previous exposure in dealing with the regulators will be an added advantage
  • Able to work with minimal supervision
  • Good interpersonal skill and people management
  • Good command of both written and spoken English and Chinese
  • Good communication skills and team player

 

For all interested parties, please send your full resume with current and expected salary to Priscilla Teo at priscillateo@pplesearch.com

*Only shortlisted candidates will be contacted for a more detailed discussion*