WE THINK Employers and Employees need a bridge to communicate and get in touch with each other, and Bewsay Asia, is this great bridge.WE BELIEVE a trustful bridge must has strong piers, our experienced and helpful consultants, are the strong piers to Besway. Besway Asia Limited is a leading Recruitment...
WE THINK Employers and Employees need a bridge to communicate and get in touch with each other, and Bewsay Asia, is this great bridge.
WE BELIEVE a trustful bridge must has strong piers, our experienced and helpful consultants, are the strong piers to Besway.
 
Besway Asia Limited is a leading Recruitment Consultancy specializing in recruitment for all levels positions and industries including but not limited to Manufacturing, Trading, IT, Retailing, Engineering, Constructions, Finance, Banking, etc. Our Consultants have spent more than 10 years building our reputation in the executive recruitment industry. With multi-lingual teams in each of our specialist markets based in Asia Pacific and we are well placed to support the international growth of our clients and to provide global opportunities for our candidates. (www.beswayasia.com)

Senior Officer/Assistant Manager - Financial Compliance (30K~40K)

Job level Middle
Education Not applicable
Location
Not Specified
Employment type Full Time
Benefits 5-day week, Dental plan, Insurance plan, Medical plan, Performance bonus
Industry HR / Recruitment Services / Personnel Agency
Job function Banking / Finance > Others
Legal / Professional Services > Legal & Compliance
Published On 21/05/2019

My client, a listed financial group, is now looking for an outstanding talent:

Senior Officer/Assistant Manager - Financial Compliance (30K~40K)

Responsibilities:

  • Compile, review and update the Group’s policies and procedures in compliance with prevailing rules and requirements
  • Advise the management regularly on new regulatory requirements
  • Monitor compliance functions such as licensing management, CPT, advisory, AML and internal controls
  • Handle regulators’ enquiries, inspection and investigation
  • Handle new account opening matters, SFC enquires and conducts related investigations
  • Other ad-hoc tasks or projects assigned by Management

 

Requirements:

  • Degree holder in Law, Economics, Finance or related disciplines
  • At least 3 years’ compliance experience in financial service, e.g. retail brokerage/asset management/securities/wealth management industry
  • Familiar with internal control disciplines and SFC regulations
  • Excellent command of spoken and written English and Chinese
  • Candidate with more experience will be considered as Assistant Manager

Please send your resume with current salary and expecting salary via