Senior Securities Officer

Job level Middle
Education Bachelor Degree
Within Hong Kong
Employment type Full Time
Benefits 13-month pay, Education subsidies, 5-day week, Insurance plan, Medical plan, Paid overtime, Performance bonus
Industry Banking
Job function Banking / Finance > Others
Banking / Finance > General / Operations
Published On 02/12/2018
ref. Employer Ref. CP/SEC-SSO/CPJOBS


  • Responsible for trade settlement and reconcile position between systems, CCASS and custodian
  • Perform nominee functions on securities custodian and corporate event services including share offers, rights issues, bonus issues, dividend elections etc
  • Comply with regulatory requirements (including HKMA and SFC) and Audit / Risk Management guidelines
  • Report any suspicious, outstanding and incident to Managers
  • Handle ad-hoc project / request that assigned by Managers


  • Degree holder in any discipline(s)
  • At least 2-3 years of banking back office experience in securities
  • Has product knowledge of both equities and fixed income
  • Strong in Microsoft excel, word and powerpoint (including Chinese Word Processing) and VBA programming
  • Possess desirable attributes including being a team player, willingness to learn and problem solving skills

(Candidate with less experience may be considered for the post of Securities Officer)


Attractive remuneration package will be offered to the right candidate. Please apply with full resume stating present & expected salary and contact phone number to The Human Resources Manager, 10/F, 161 Queen's Road Central, Hong Kong. Please quote the reference. 


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