Senior Securities Officer

Job level Middle
Education Bachelor Degree
Within Hong Kong
Employment type Full Time
Benefits 13-month pay, Education subsidies, 5-day week, Insurance plan, Medical plan, Paid overtime, Performance bonus
Industry Banking
Job function Banking / Finance > Others
Banking / Finance > General / Operations
Published On 09/03/2019
ref. Employer Ref. CP/SEC-SSO/CPJOBS


  • Responsible for trade settlement and reconcile position between systems, CCASS and custodian
  • Perform nominee functions on securities custodian and corporate event services including share offers, rights issues, bonus issues, dividend elections etc
  • Comply with regulatory requirements (including HKMA and SFC) and Audit / Risk Management guidelines
  • Report any suspicious, outstanding and incident to Managers
  • Handle ad-hoc project / request that assigned by Managers



  • Degree holder in any discipline(s)
  • At least 2-3 years of banking back office experience in securities
  • Has product knowledge of both equities and fixed income
  • Strong in Microsoft excel, word and powerpoint (including Chinese Word Processing) and VBA programming
  • Excellent communication and interpersonal skills
  • Possess desirable attributes including being a team player, willingness to learn and problem solving skills


Attractive remuneration package will be offered to the right candidate. Please apply with full resume stating present & expected salary and contact phone number to The Human Resources Manager, 10/F, 161 Queen’s Road Central, Hong Kong or Click below . Please quote the reference.


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