Settlement and Operation Manager (HKD $580K p.a.)

Job level Senior
Work exp 5 Years To 10 Years
Location Central
Employment type Full Time
Benefits 13-month pay, 5-day week, Competitive pay, Dental plan, Discretionary bonus, MPF
Industry Financial Services
Job function Banking / Finance > General / Operations
Published On 18/11/2016
ref. BY/SOM

Our Client is a Global Brokerage & Asset Management companies with focus on Institution client and high net worth clients, collectively called professional investors. The market will cover Hong Kong, China and global markets with services in placement, dealing and fund management. This role will be actively participating in the start-up project of the firm with a focus in settlement and operation functions.




  • To set up the settlement and operational procedures including placement, underwriting and allocation of trades
  • To actively participate in the start-up project in relation to settlement and operations functions of SFC Type 1, 4 and 9 Regulated Activities
  • To handle placement, cash settlement, SI, physical and CCASS stock settlement
  • To handle nominee service, corporate action activities, placement and IPO




  • University Degree preferable
  • At least 5 years settlement experience in full set of settlement operations including the use of CCASS and BOS
  • Solid experience in global markets for institutional clients is a must
  • Experience in the Shanghai/Hong Kong Stock Connect is a plus
  • Proficiency in spoken and written English, Cantonese and Mandarin


 Interested parties please send your CV in WORD format to Ms Beryl Yip via