Settlement and Operations Manager (Securities/Brokerage)

Job level Senior
Work exp 6 Years To 15 Years or above
Education Bachelor Degree
Language Chinese - Cantonese, Chinese - Mandarin, English
Location Central
Employment type Full Time
Benefits 13-month pay, 5-day week, Competitive pay
Industry Financial Services
Job function Others > Others
Banking / Finance > Investment & Securities
Published On 06/01/2017

A developing prestige Listed company located in Central is looking for a talent to join their group.




  • To set up the settlement and operational procedures including placement, underwriting and allocation of trades
  • To actively participate in the start-up project in relation to settlement and operation
  • functions of SFC Type 1, 4 and 9 Regulated Activities
  • To handle placement, cash settlement, SI, physical and CCASS stock settlement
  • To handle nominee service, corporate action activities, placement and IPO




  • Certificate / Diploma or above
  • At least 5 years settlement experience in full set of settlement operations
  • including the use of CCASS and BOS
  • Solid experience in global markets for institutional clients is a must
  • Experience in the Shanghai/Hong Kong Stock Connect is a plus
  • Proficiency in spoken and written English, Cantonese and Mandarin