Wonderful Sky Financial Group Limited The Wonderful Sky Financial Group Holdings Limited, “Wonderful Sky” (01260.HK), was listed on the main board of the Hong Kong Stock Exchange on 30 March 2012, and is the only financial and PR Consultancy firm currently listed. Professional + Innovative Financial...
Wonderful Sky Financial Group Limited The Wonderful Sky Financial Group Holdings Limited, “Wonderful Sky” (01260.HK), was listed on the main board of the Hong Kong Stock Exchange on 30 March 2012, and is the only financial and PR Consultancy firm currently listed. Professional + Innovative Financial Communications Pioneer in China  The Group is the only large scale financial PR communications Group in Hong Kong market that can simultaneously provide Public Relation, Investor Relations, Financial Printing, International Roadshow, Brand Promotion, ESG Reporting, Corporate Headhunting, Equity Investment, Asset Management, Compulsory and Commercial Insurance , in a "10 in 1" full chain service model for one-stop financial communications.  We can meet a full spectrum of financial PR communication requirements for IPO clients (those intended to be listed on the Hong Kong Stock Exchange) and for non-IPO clients (comprising either private enterprises or those companies listed on the Hong Kong Stock Exchange). While on the one hand, we render our Chinese customers with updated consultation services oversea, directing those mainland enterprises to "leap forward", on the other hand, we facilitate international enterprises to accomplish their extraordinary comparative advantages in Asia, and to materialize cross-border collaboration in China. Integrating A + H Shares Corporate Services  Being the leader of the market, we established a track record of participating on world’s best known projects, such as conglomerate, energy, infrastructure, TMT and clean- tech firm etc. Our dedicated team is a group of highly specialized professionals, headquartered in Hong Kong; we have regional offices in Beijing, Shanghai and Shenzhen. Wonderful Sky is the one and only consultancy firm which integrating A +H shares corporate services including M&A, IPOs, bond issuance and restructuring. Wonderful Sky services hundreds of corporate clients in China and Hong Kong, our extensive experience in corporate communication, crisis management, roadshow execution and printing services enables us to offer the most robust suite for our clients. We also provide overseas advisory for PRC institutions and cross border projects.  Global Network Wonderful Sky financial Group founded in 1996 in Hong Kong, providing seamless interconnection services to clients in more than 160 countries and regions. Network and resources covered banks, investors, resear

SFC Type 6 Responsible Officer

Job level Middle
Work exp Minimum 4 Years
Education Bachelor Degree
Location
Central
Employment type Full Time
Benefits 5-day week, Medical plan, Performance bonus
Industry Financial Services / Investment / Securities
Job function Banking / Finance > Corporate Finance
Banking / Finance > Others
Marketing / Public Relations > Others
Published On 18/03/2020

Key Responsibilities

  • Review and supervise SFC Type 6 regulated activities
  • Lead the projects and activities of corporate finance and advisory services, and participate in client servicing and marketing
  • Perform due diligence and business/financial analysis on selected investment targets and industries
  • Ensure the compliance of all applicable laws, rules and regulations, including the proper documentation of all operations, policies and procedures
  • Ensure full regulatory compliance by formulating, reviewing and update the operation procedures and liaise with SFC when necessary
  • Implement regulatory guidelines and codes
  • Ad-hoc duties upon request

Requirements 

  • SFC registered RO for Type 6 regulated activities is a must
  • Degree holder in finance, economics, accountancy or investment related disciplines
  • At least 5 years’ solid working experience in corporate finance
  • Vast knowledge of SFO, SFC Code of Conduct and rules
  • Strong analytical, leadership, interpersonal and presentation skills
  • Self-motivated and detail oriented skills and able to work independently
  • Proficiency in both spoken and written English and Chinese (including Putonghua)