As part of PageGroup, Michael Page is a leading professional recruitment consultancy specialising in the recruitment of permanent, contract and temporary positions on behalf of the world's top employers. PageGroup operates through 155 offices in 35 countries worldwide. First established in London...

As part of PageGroup, Michael Page is a leading professional recruitment consultancy specialising in the recruitment of permanent, contract and temporary positions on behalf of the world's top employers. PageGroup operates through 155 offices in 35 countries worldwide. First established in London in 1976, we've been bringing jobseekers and employers together for more than 30 years. London listed, we opened our first Asian office in Hong Kong in 1994 and currently we have offices in all major business hubs across the APAC region, including Australia, Singapore, Tokyo, Malaysia, India, Taiwan, Shanghai, Beijing, Shenzhen, Guangzhou, Pudong and Suzhou.

So if you're looking to take your career to the next level, visit www.michaelpage.com.hk

SVP, Internal Control & Business Management, Corporate Banking

Job level Middle
Work exp No work experience
Education Bachelor Degree
Location
Within Hong Kong
Employment type Full Time
Industry Banking
Job function Banking / Finance > Account / Relationship Management
Banking / Finance > Corporate Banking
Banking / Finance > Risk Management
Published On 30/09/2022
ref. 4215447/001_89107

- Familiar with business management, analysis

- Familiar with KYC and CDD, FATCA and CDD

Client Details

Global Bank with strong presence in Asia and specialized in Commercial Banking and Global Banking and Global Markets

Description

  • Ensure the effective management of end to end processes and associated risks, in support of the business strategy and consistent with the Bank's standard.

 

 

  • Proactive identification, management and escalation (where applicable) of material risk in accordance with the Bank's Risk Management framework.

 

 

  • Act as Compliance Representative in providing relevant advice and comments on AML issues, as well as Systems enhancement, revision to Policy and Procedures/ forms, T&C, FATCA, CRS implementation, OR issue, PDPO etc.

 

 

  • Oversee the AML / KYC / IRA / Audit projects including day-to-day KYC reassessment task for the Division including proactively monitor AML and KYC risk by implementing the Bank's anti-money-laundering procedures including rectification new/existing clients and transaction monitoring.

 

 

  • Act on behalf of Commercial Banking to provide advice to various Committee Meetings such as ICCO, AMLCC, ORM, Procurement Committee, SAC, and CRS Committee etc.

 

 

  • Implementation and on-going management of the Operational Risk Framework (ORF)

 

 

  • Provide advice to front, middle and back office on regulatory and compliance issues.

 

 

  • Liaise with local regulators and handle regulatory inquiries, audits, inspections, questionnaires and surveys etc.

 

 

  • Conduct training on AML related matters, new rules and regulations as well as promotion of compliance awareness and culture, where needed.

 

 

  • Investigate potential compliance incidents or breaches in conjunction with various internal parties.

 

 

  • Prepare regular updates to management on the KYC portfolio of the segment including trigger event, as well as to provide relevant opinion and advice to management on the AML matter.

 

 

  • Ensure the Division can comply with both internal and external compliance and regulatory framework in order to avoid reputational, operational or credit loss.
  • To monitor, control and provide support for trade finance related issues. To prepare, maintain, update and ensure the implementation of Policy and Procedures ("P&P") in all aspects under the Division.

 

 

Profile

  • Degree holder or equivalent

 

 

  • Minimum 10 years' commercial banking and credit experience

 

 

  • Solid understanding of control, compliance, credit, audit and operational risk concept
  • Strong knowledge of business planning/monitoring, MIS management and KYC assessment / reassessment

 

  • Good analytical and communication skills

 

 

  • Good supervisory skill

 

 

 

Job Offer

Good package and leadership role

To apply online please click the 'Apply' button below. For a confidential discussion about this role please contact Hayley Law on +852 3412 4814.