Saved
More jobs from this company >

Midas Associates Limited is a focused banking and finance executive search firm formed by Consultants who were senior investment, commercial, corporate  & consumer bankers.

  

  

Midas Associates Limited is a focused banking and finance executive search firm formed by Consultants who were senior investment, commercial, corporate & consumer bankers.

Midas Associates Limited is a focused banking and finance executive search firm formed by Consultants who were senior investment, commercial, corporate  & consumer bankers.

  

  

Vice President - RO 9

Job level Senior
Work exp Minimum 8 Years
Education Bachelor Degree
Location
Central Hong Kong Island, Hong Kong
Employment type Full Time
Benefits 5-day week
Industry HR / Recruitment Services
Job function Banking / Finance > Investment & Securities
Banking / Finance > Others
Banking / Finance > Fund Management / Hedge Fund
Published On 18/05/2018 2018-05-18

Our client,  a reputable bank, is looking for high caliber candidates to join the bank

 

Responsibilities

 

  • Act as RO to supervise SFC Type 9 regulated activities
  • Act as RO to supervise SFC Type 1 and 4 regulated activities too if the candidate can qualify
  • Oversee and manage daily operations to ensure full regulatory compliance
  • Provide advice and support on strategic activities, daily operations, internal control and compliance
  • Assist on business development plans and fund set up
  • Responsible for drafting policies, procedures manuals and system implementation
  • Undertake any ad hoc projects when required


Requirements

 

  • Able to qualify to become RO for Type 9 with SFC. Ability to qualify for RO Type 1 and 4 will be a plus
  • Existing RO is a plus
  • Degree in accounting, business administration, economics or finance
  • Minimum 8 years relevant experience
  • Solid understanding about middle and back office operations, risk controls and investment process of fund management companies
  • Strong communication skills, self-motivated and able to work under pressure
  • Team player, ability to work with different divisions/departments when required
  • RQFII experience is a plus
  • Investment management experience is a plus
  • Experience in fund set up is a plus
  • Proficiency in both spoken and written English and Chinese
  • Comfortable to work in a small team

 

Interested candidates, please send your resume in Word Format