VP Fixed Income Compliance - Chinese Investment Bank

Job level Middle
Work exp No work experience
Education Bachelor Degree
Within Hong Kong
Employment type Full Time
Industry Banking
Job function Legal / Professional Services > Legal & Compliance
Banking / Finance > Legal / Compliance
Banking / Finance > Investment Banking / M & A
Published On 20/01/2022
ref. JN -012022-4580298_97244

Report directly to the Executive Director of the secondary markets compliance team. Will be responsible for providing compliance advisory for their fixed income business.

Client Details

My client is one of the largest Chinese based investment banks in the world. They are a top tier firm and have businesses in equities, fixed income, and investment banking.


  • report directly to the ED of the compliance team
  • provide compliance advisory to the business for their fixed income desk
  • liaise with regulators on all compliance related enquiries
  • work closely with AML/KYC compliance teams on client on boarding
  • provide compliance training to the business


  • 7-10 years of compliance experience preferably within global markets
  • Must have fixed income product knowledge
  • open to candidates directly from the SFC regulator
  • open to candidates in other roles but have fixed income product knowledge
  • must be articulate in chinese including mandarin
  • must be currently based in Hong Kong

Job Offer

  • great work culture
  • top tier investment bank
  • great exposure
  • high performing team

To apply online please click the 'Apply' button below. For a confidential discussion about this role please contact Monica Wong on +852 2848 9520.