Senior Manager - Investment Products [Ref.: SFC/SM/IP/260918]

The Securities and Futures Commission (SFC) is the independent statutory body regulating the securities and futures markets in Hong Kong. We are committed to protecting the integrity and soundness of the market for the benefit of investors and the industry.

Working for a globally respected regulator provides unique opportunities to serve the public and advance Hong Kong’s position as an international financial centre. Join us to achieve greater things in your career.

Duties & Responsibilities:

We are currently looking for professionals who have sound knowledge in investment products and their regulation to join our Investment Products Division.

The position will offer you the opportunity to join a dynamic team of professionals responsible for formulating policies relating to the regulation of the asset management industry and the authorization and regulation of investment products offered to the public in Hong Kong.

As a senior member of the Team, you will be responsible for managing operational teams in the review of applications for authorization of offering documents and marketing materials relating to publicly offered investment products and the administration of regulatory requirements and policies in the SFC Products Handbook and relevant provisions in the Securities and Futures Ordinance. You will be involved in policy initiatives to help promote Hong Kong as an asset management centre. You should be able to effectively communicate our regulatory standards and policies to, and interact with, market professionals at senior management level and maintain relationships with the industry and other regulatory bodies. 

Requirements:

• University degree and professional qualification in Law / Finance / Economics / CFA.

• At least 8 years of solid market experience and product knowledge, preferably with investment funds, product structuring, risk management or legal and regulatory experience.

• Excellent problem solving skills and working knowledge in derivative products, the investment risks and structure of complex investment products.

• Candidates are expected to have led and coached multi-discipline teams and are prepared to work under pressure.

• Excellent presentation skills including report writing and an excellent command of written and spoken English is a must.

• Proficiency in Chinese and Putonghua will be an advantage. 

Please quote the reference and apply by 2 October 2026 with details of qualifications, previous experience, current and expected salary to:

Recruitment Manager
Securities & Futures Commission
54/F, One Island East,
18 Westlands Road, Quarry Bay, Hong Kong
(E-mail address: 立即應徵) 

All applications will be handled in strict confidence by authorised personnel and will only be used for recruitment related purposes. Applicants who do not hear from us within six months from the application deadline may consider their applications as unsuccessful. All information on unsuccessful candidates will be destroyed after six months.

We are an EQUAL OPPORTUNITY EMPLOYER.