公司簡介

We are a team of experienced professional executive search and recruitment consultants focusing to provide services for recruiting candidates, serving multinational and local companies in Greater China region.

SFC Responsible Officer Type 3 

Our client is a SFC Type 1,2,3,4,6,9 licensed  company seeking for a RO for Type 3 activity.

Responsibilities : 

  • Act as Responsible Officer to supervise all regulated activities and operations of the respective type of licensed business  

  • Ensure all the activities to compile with SFC rules and regulations of the respective type of licensed business 

  • Manage and supervise the operation team members 

  • Provide constructive advice to the management to improve the business operation

 Requirements : 

  • Degree holder in banking and finance or other related disciplines

  • Has 3 years or plus solid experience to act as a Responsible Officer (RO) 

  • Possess hands on management experience in relevant products and regulations

  • Has excellent communication skills and fluency in spoken English and Cantonese, while good in Mandarin is a plus

職位詳情

行業
金融服務 / 投資 / 證券
職能
銀行 / 金融 > 基金管理 / 對沖基金, 銀行 / 金融 > 外匯及貨幣巿場
地區
未標明
發佈日期
2026年9月11日
職位編號
FW
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