Senior Client Account Officer/ Client Account Officer

We are the largest Singaporean stockbroker by both market capitalisation and size of sales-force, with an extensive foothold in the regional and global markets. We are looking for qualified individuals to join us.

Responsibilities:

• Process account lifecycle including client onboarding, account maintenance, and regular review.

• Conduct thorough due diligence and checkings to comply with company KYC/AML policy.

• Accurately input and maintain client data in various internal system.

• Act as a checker to review maker working quality.

• Liaise with front-office sales and assistants to resolve documentation gaps and facilitate timely onboarding.

• Provide on-the-job coaching and guidance to junior officers to uphold team quality standards.

• Support internal/external audits, regulatory inspections, and thematic reviews related to client onboarding.

• Undertake ad hoc projects, reporting assigned by the team lead.

• Identify areas for process enhancement to streamline operations.

• Implement data cleaning to fulfil operation use.

Requirements:

• Higher Diploma or above in Business, Finance, or related subjects

• Minimum 3 years of hands-on experience in KYC, AML, or client onboarding within a regulated financial institution (bank, asset manager, broker-dealer, or fintech).

• Detail-oriented and show good quality on document checking and data input

• Proficiency in MS Word, Excel, and Chinese word processing

• Good command of both spoken and written English and Chinese, including Mandarin

• Effectively using AI is preferred

We offer good career prospects, competitive remuneration packages to the right candidates.  Interested candidates are invited to send your resume with availability, present and expected salaries to us or by clicking "Apply Now".

Human Resources Department
UOB Kay Hian (Hong Kong) Limited
6/F, Harcourt House, 39 Gloucester Road
Wan Chai, Hong Kong 
Website: http://www.uobkayhian.com.hk

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