Company Overview
We are a team of experienced professional executive search and recruitment consultants focusing to provide services for recruiting candidates, serving multinational and local companies in Greater China region.
SFC Responsible Officer Type 3
Our client is a SFC Type 1,2,3,4,6,9 licensed company seeking for a RO for Type 3 activity.
Responsibilities :
- Act as Responsible Officer to supervise all regulated activities and operations of the respective type of licensed business
- Ensure all the activities to compile with SFC rules and regulations of the respective type of licensed business
- Manage and supervise the operation team members
- Provide constructive advice to the management to improve the business operation
Requirements :
- Degree holder in banking and finance or other related disciplines
- Has 3 years or plus solid experience to act as a Responsible Officer (RO)
- Possess hands on management experience in relevant products and regulations
- Has excellent communication skills and fluency in spoken English and Cantonese, while good in Mandarin is a plus
Job details
- Industry
- Financial Services / Investment / Securities
- Job Function
- Banking / Finance > Fund Management / Hedge Fund, Banking / Finance > FX & Money Markets
- Location
- Not Specified
- Published On
- 24 Jul 2026
- Job Ref. No.
- FW
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