AVP/ Senior Compliance Manager, AML Advisory

Responsibilities:

• Review and update AML / CFT / sanctions / FATCA / CRS related framework and guidelines

• Provide advice to business / operational units on statutory and regulatory requirements on AML / CFT / sanctions / FATCA / CRS matters” and recommendations in addressing or mitigating identified ML/TF risks for products, services and onboarding / continuation of business relationships

• Handle sanctions screening alerts clearance and advisory

• Manage customer / jurisdictional risk assessment mechanism

• Manage EDD review / sanctions clearance processes

• Handle AML / CFT / sanctions / FATCA / CRS related systems / regtech application enhancement initiatives*

• Manage reporting to senior management / designated committees / regulators on matters related to AML / CFT / sanctions / FATCA / CRS matters*

• Handle Institutional Risk Assessments

• Handle regulators’ enquiries on AML / CFT / sanctions / FATCA / CRS matters*

• Provide training on AML / CFT / sanctions / FATCA / CRS matters*

• Support ad hoc taks as assigned by Head of the section, Head of AML Department or Head of Compliance and AML.

 *other than those related to transaction monitoring and suspicious transaction reporting

Requirements: 

• University degree in Accounting, Finance, Law, Risk Management or a business related discipline

• A minimum 5 years’ experience in AML/CFT compliance matters in banks or banking regulator

• Holder of AAMLP / CAMS

• Familiar with statutory and regulatory requirements in AML / CFT / sanctions / FATCA / CRS

• Good understanding of ML/TF/sanctions risks in banking industry

• Good analytical and judgmental skills

• Good communication and people management skills

• Good command of written and spoken English and Chinese

• Proficiency in English Cantonese and Mandarin

For other vacancies, please visit our website: http://www.fubonbank.com.hk/

*All personal data provided by job applicants will be used for recruitment purposes only in accordance with the Bank’s Personal Data Information Collection Statement, a copy of which is available on our website: http://www.fubonbank.com.hk/web/html/sh_careers_e.html