SENIOR LEGAL COMPLIANCE OFFICER - full service business law firm (Central)

COMPANY OVERVIEW :

• Join one of China's leading full-service business law firms, with a strong presence in China and overseas. The firm has over 400 partners across 15+ offices in major financial centres in China, as well as in Hong Kong, Japan, and US.

• The firm covers a wide range of practice areas, including corporate and commercial, finance, capital markets, disputes, real estate, intellectual property, and regulatory compliance. It advises a broad range of clients, from multinational corporations and financial institutions to government-linked entities, private companies, and high-net-worth individuals.

• Known for its professionalism, integrity, and client-focused service, the firm handles complex, cross-border transactions and high-profile disputes. It is committed to high ethical and regulatory standards, with a strong focus on compliance, risk management, and ongoing professional development. This is a stable and well-respected organisation that offers a supportive environment for professionals seeking autonomy, impact, and long-term career growth.

ROLE MISSION :

• To protect and strengthen the firm's reputation and regulatory standing by ensuring compliance with all applicable laws, Law Society of Hong Kong requirements, and internal policies, and by promoting a culture of ethics, risk awareness, and professional conduct.

ROLE SUMMARY : 

• You will be the main contact for all compliance matters in the firm.

• Working independently and reporting directly to the Managing Partner, you will track regulatory changes, manage client onboarding and conflicts checks, maintain compliance policies, and deliver training to lawyers and staff. 

• This is a standalone role with no direct team members, offering a high level of autonomy and visibility.

JOB DESCRIPTION : 

• Track changes in laws, regulations, and Law Society of Hong Kong requirements, and turn them into clear internal guidance.

• Carry out regular compliance risk assessments and prepare short management reports.

• Handle internal compliance incidents, complaints, and regulatory queries in a timely and professional way.

• Work with external advisors and regulators as directed by Partners.

• Carry out KYC/CDD checks and ongoing monitoring under AML/CFT rules.

• Help with conflict checks, client intake, and keeping accurate records.

• Raise higher-risk matters promptly with management partners.

• Prepare, update, and maintain compliance manuals, guidelines, and procedures.

• Arrange and deliver training on AML, sanctions, data privacy, anti-bribery, and professional conduct to lawyers and staff, making sure everyone is aware of updates and changes.

• Support compliance with data protection and privacy laws, including the Personal Data (Privacy) Ordinance.

• Work with IT and operations teams to encourage and apply good information security practices.

IDEAL CANDIDATE :

• Bachelor's degree in Law (LLB or equivalent).

• At least 2 years of legal experience, ideally with some exposure to compliance, risk management, or regulatory work in a law firm.

• Good understanding of Hong Kong's legal and regulatory framework and Law Society rules.

• Solid knowledge of AML/CFT rules and compliance best practices.

• Strong analytical skills and careful attention to detail.

• Good communication skills in English and Cantonese; Mandarin is a plus.

• Able to handle confidential information with care and professionalism.

• Professional compliance qualification (e.g., ICA, ACAMS) is preferred.

TO APPLY for this job or similar jobs :

Please email your CV with salary expected to Apply Now

JPC Recruiting Services was established in 1990 and is a Hong Kong–based recruitment firm providing general recruitment and executive search services.
JPC Recruiting Services 於 1990 年成立，是一家總部設於香港的專業招聘公司，提供招聘及獵頭服務。

All personal data collected from job applicants will be used strictly for recruitment purposes only. Your privacy is fully protected, and your personal information will not be disclosed, leased, or sold to any third party.
本公司所收集的求職者個人資料僅作招聘用途。閣下的私隱將獲得嚴格保障，個人資料絕不會被披露、出租或出售予任何第三方。