Investment Banking / M & A jobs in Hong Kong

Compliance Officer 

Job Description

Responsibilities:

• Carry out all compliance functions to ensure the Company adheres to relevant legal and regulatory requirements;

• Develop and update compliance policies and procedures;

• Prepare internal and external compliance report;

• Prepare license applications and answer enquiries from regulators on compliance matters;

• Assist in ad hoc projects.

Requirements:

• Degree holder in Accounting / Law / Finance or related disciplines;

• 0-1 year of working experience on compliance and audit function;

• Knowledge with HK legal and regulatory requirements on securities brokerage and anti-money laundering is preferred;

• Knowledge in SFC / HKEx rules and regulations and their compliance / practice;

• Mature, self-motivated and equipped with positive attitude and passion for performance excellence;

• Proficiency in written and spoken English and Chinese with fluency of Putonghua.

• Candidate with more experience may be considered as Compliance Manager.