General Compliance / Regulatory Compliance - AVP / VP

Job level Middle
Work exp No work experience
Education Bachelor Degree
Within Hong Kong
Employment type Full Time
Industry Banking
Job function Banking / Finance > Corporate Banking
Published On 30/11/2019
ref. BBBH10956_68750

To cope with the expansion plan in Hong Kong, our client has multiple headcounts in compliance section, looking for some candidates with solid banking experience to join them.


  • Provide compliance advisory to business units including retail banking, insurance service, wealth management, investment and general banking areas
  • Provide advisory support on new business and products initiatives
  • Conduct regular and ad hoc compliance review to ensure compliance with regulatory requirements
  • Assist in establishing and performing regulator review on compliance related polices and guidelines
  • Assist in the regular surveys and enquires raised by HKMA/ regulators
  • Prepare regular monitoring review reports for management
  • Perform ad hoc compliance project


  • University graduate in Risk Management, Accounting, Finance or related disciplines
  • 5-15 years' working experience in banking / audit firm with compliance/ audit/ risk management / internal control experience
  • Conversant with banking rules and regulations including Banking Ordinance, Securities & Futures Ordinance, HKMA Supervisory Policy Manual, etc.
  • Sound knowledge of banking products
  • Good team player, self-initiated, attentive to details, able to exercise judgement
  • Good communication and interpersonal skills, able to work with internal & external stakeholders
  • Well-versed in spoken and written English and Chinese

Click "Apply Now" to apply for this position or call Cardie Siu at +852 3180 4955 for a confidential discussion. All information collected will be kept in strict confidence and will be used for recruitment purpose only.