As part of PageGroup, Michael Page is a leading professional recruitment consultancy specialising in the recruitment of permanent, contract and temporary positions on behalf of the world's top employers. PageGroup operates through 155 offices in 35 countries worldwide. First established in London...

As part of PageGroup, Michael Page is a leading professional recruitment consultancy specialising in the recruitment of permanent, contract and temporary positions on behalf of the world's top employers. PageGroup operates through 155 offices in 35 countries worldwide. First established in London in 1976, we've been bringing jobseekers and employers together for more than 30 years. London listed, we opened our first Asian office in Hong Kong in 1994 and currently we have offices in all major business hubs across the APAC region, including Australia, Singapore, Tokyo, Malaysia, India, Taiwan, Shanghai, Beijing, Shenzhen, Guangzhou, Pudong and Suzhou.

So if you're looking to take your career to the next level, visit www.michaelpage.com.hk

RO (1, 4, 9), Institutional Sales Director

Job level Senior
Education Bachelor Degree
Location
Within Hong Kong
Employment type Full Time
Industry Banking
Job function Banking / Finance > Corporate Banking
Banking / Finance > Investment & Securities
Banking / Finance > Investment Banking / M & A
Published On 09/06/2022
ref. JN -122021-4544324_91872
  • Familiar with SFC regulation on SFC Type 4 and 9 business
  • Support daily operation and regulatory requirements
  • Manage Discretionary Management Accounts (DMA) for clients


Client Details

Westernized SFC licensed corporate with strong management from banking industry

Description

  • Act as Responsible Officer ( Type 4,9 ) with management responsibilities and duties to supervise SFC regulated activities of the firm;
  • Provide advice and support to management on daily operations in compliance with all relevant regulatory requirements and applicable laws as well as credit and risk management
  • Manage Discretionary Management Accounts (DMA) for clients;
  • Support key business initiatives on assignment basis;
  • Formulate and review trade document (eg ISDA, Loan Agreement and Product Term Sheet)
  • Provide regular updates to management and training to staff on changes in regulations and procedures
  • Attend to ad hoc compliance issues


Profile

  • Degree or above in Finance, Accounting, Economics or business related disciplines;
  • Solid years' solid working experience in asset management securities firms;
  • SFC registered RO/Qualified Representative for license 1, 4 & 9;
  • Good financial market knowledge and strong compliance sense;
  • Good command of both spoken and written English & Mandarin;
  • Relevant working experience with strong product knowledge, regulatory requirements, and guidelines in real estate fund and asset management is an advantage.


Job Offer

Good package

To apply online please click the 'Apply' button below. For a confidential discussion about this role please contact Hayley Law on +852 3412 4814.